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Securities regulation in the United States
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771	September 1, 2014 Overview of Regulation AB II In a long awaited and critically important development for the securitization industry, on August 27, 2014, at its open meeting the Securities and Exchange Commission (“S Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-09-19 13:25:07 United States Securities and Exchange Commission United States securities law 73rd United States Congress Securities United States housing bubble Asset-backed security Securities Act Prospectus Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Investment
772	Realigning private and public interests in wholesale financial markets: the Fair and Effective Markets Review Speech given by Andrew Hauser, Director of Markets Strategy, Bank of England, and head of the Fair and Effecti Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-01-30 08:47:14 Finance Banking Economics Late-2000s financial crisis 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Market discipline International Organization of Securities Commissions Markets in Financial Instruments Directive Financial regulation Financial markets Financial economics
773	Morrison v. National Australia Bank Ltd., 561 U.S[removed]S.Ct. 2869, 177 L.Ed.2d 535, 78 USLW 4700, Fed. Sec. L. Rep. P 95,[removed]S.Ct[removed]Supreme Court of the United States Robert MORRISON, et al., Petiti Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2015-01-30 16:35:07 Financial regulation Morrison v. National Australia Bank Ltd Securities Act U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Law Government Security United States Securities and Exchange Commission 73rd United States Congress United States securities law
774	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-12-17 16:17:36 United States securities law 73rd United States Congress United States Securities and Exchange Commission Stock market Depository Trust & Clearing Corporation Securities Securities Exchange Act Security Securities regulation in the United States Financial economics Financial system Finance
775	ICMA response to ESMA Consultation Paper on draft technical standards on the Market Abuse Regulation Add to Reading List Source URL: www.icma-group.org Language: English Economics United States securities law ICMA 73rd United States Congress United States Securities and Exchange Commission Markets in Financial Instruments Directive Securities Act Insider trading Security Stock market Financial system Financial economics
776	:,6HFXULWLHV/DZDQG)UDQFKLVH/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2012-01-03 08:21:34 Security Stock market Securities regulation in the United States Regulation D Finance Financial economics Investment Form D Securities Exchange Act SEC filings United States Securities and Exchange Commission United States securities law
777	Section 3: Sample Bank Holding Company Performance Report and Definition of Items General Description This section of the manual contains sample individual BHCPR pages in Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2014-12-29 10:42:34 Debt Securities Securitization Federal Reserve System Subprime mortgage crisis Balance sheet Bank regulation Economics Finance United States housing bubble Business
778	IMPORTANT NOTICE INDUSTRY GUIDANCE: MAINE OFFICE OF SECURITIES JOINS NASAA IN STREAMLINING SECURITIES FILING PROCESS The North American Securities Administrators Association (NASAA) has launched the Electronic Filing Dep Add to Reading List Source URL: maine.gov Language: English - Date: 2015-01-22 11:14:19 73rd United States Congress Finance Financial economics Financial regulation New Deal Securities Act Form D Regulation D Security SEC filings United States securities law United States Securities and Exchange Commission
779	:,6HFXULWLHV/DZDQG)UDQFKLVH/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-11-23 08:57:36 Security Securities regulation in the United States United States Securities and Exchange Commission United States securities law Financial economics Investment Geography of the United States Form D SEC filings Chicago metropolitan area Kenosha Wisconsin
780	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-11-25 16:57:45 United States securities law 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Security Securities Exchange Act ACT Securities regulation in the United States Financial economics Financial system Finance

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